The Patenting Procedures through PCT Route will be described below with reference to the following flowcharts
Patenting Procedures through PCT Route
1.Submission of transmittal form for entering national phase
The applicant should submit a transmittal form for entering national phase to the Japan Patent Office within 30 months from the priority date. This form includes the name and address of the applicant(s) and inventor(s), the international application number, the name and address of the agent, if any, and a list of attached documents.
2. Payment of national fee
The applicant should make a payment of the relevant fee of 15,000 JPY (AS OF AUGUST 1, 2011) to the JPO within 30 months from the priority date.
3. Submission of Japanese translation of international application
The applicant should submit a Japanese translation of the international application to the JPO within 30 months from the priority date. When the transmittal form is submitted within 2 months to the dead line of 30 months from the priority date, the applicant is allowed to submit a Japanese translation of the international application to the JPO within 2 months from the submission date of the transmittal form.
4. Submission of Japanese translation of amendments made under PCT Art. 19
The applicant should submit a Japanese translation of any amendments made under PCT Art. 19 to the JPO within 30 months from the priority date or until the date on which a Request for Examination is submitted, if the Request for Examination is submitted within 30 months from the priority date.The applicant isallowed to submit a Japanese translation of the amended claims instead of the Japanese translation of the original claims.If a Japanese translation of such amendments has not been submitted, the amendment is regarded as not having been made.
5. Submission of Japanese translation of amendments made under PCT Art.34
The applicant should submit a Japanese translation of any amendments made under PCT Art. 34 to the JPO within 30 months from the priority date or until the date on which a Request for Examination is submitted, if the Request for Examination is submitted within 30 months from the priority date.If a Japanese translation of such amendments has not been submitted, the amendment is regarded as not having been made.
No application will be examined unless examination is specifically requested.
A request for examination can be filed within three years from the filing
date by the applicant or a third party. If a request for examination was
not filed by the due date, the application shall be deemed to be withdrawn. It
is impossible to revive the application even if filing of the examination
request were missed in error.
The official fee for filing a request for examination is as follows:
If the international search report has been established by the JPO, the official fee will be 71,000 to 106,000JPY + 2,400 to 3,600JPY per
claim. (AS OF AUGUST 1, 2011. Please see http://www.jpo.go.jp/cgi/linke.cgi?url=/tetuzuki_e/ryoukin_e/ryokine.htm for details).
Recently, the JPO has announced that an application will be examined
after 27 months from the filing of a request for examination (according
to the Japan Patent Office Annual Report 2008). Please note, however, that
the period of time before the issuance of the first action varies depending
on the technical field.
It is possible to have examination of applications accelerated. As to
the accelerated examination, please refer to Q67 of Q and A.
The applicant may file arguments and/or amendments to the description,
claims or drawings within the period of time for response designated in
the Notice of Reasons for Rejection. Normally, a three-month period for
response is set. An extension of time for up to three months is available
by filing a written request and paying the prescribed fee.
Basically, the applicant may amend the description, claims and/or drawings
within the original disclosure when the rejection has not been made final.
When amending claims, it is particularly required that amended claims and
rejected claims meet the requirement of unity of invention.
When the rejection is made final, amendments to the description, claims and/or drawings are limited to those for the purpose of:
1) deleting a claim,
2) restricting the scope of claims (limited to the cases where the restriction is to restrict matters required to identify the invention stated in a claim or claims, and, in addition, there is no change resulting to industrial applicability and the problem to be solved of the invention stated in the claims or claims prior to the amendment as a result of the amendment),
3) correcting a typographical error, or
4) clarifying an ambiguous statement (limited to the matters stated in the reasons for refusal in the Notice of Reasons for Refusal.)
The applicant may file a divisional application within the designated
period of time for response. For example, the applicant may file a divisional
application directed to non-elected claims.
1. Notice of allowance
Where no reasons for rejection are found for a patent application, the examiner shall render a decision to the effect that a patent is to be granted. Thereafter, a certified copy of the examiner’s decision to the effect that a patent is to be granted (notice of allowance) will be served.
2. Divisional applications after notice of allowance
In applications filed on or after April 1, 2007 and after a decision
has been made to allow the application during examination (not in the Appeal
procedure), an applicant can file a divisional application within 30 days
from the date on which a notice of allowance has been served. However,
the applicant cannot file a divisional application after payment of the
issue fee.
It is to be noted that subject matter disclosed in the original specification
but not disclosed in the final specification immediately before the notice
of allowance can not be claimed in the divisional application. (See Q.
24 of Q&A)
In order to have a patent issued, annuity fees for the 1st to 3rd years
must be paid as an issue fee within 30 days from the date of the Notice
of Allowance. After payment of the issue fee, a patent will be registered
and a certificate of grant will be sent to the applicant.
The annuity fees for the 1st to 3rd years are 2,300JPY + 200JPY per claim
annually (AS OF AUGUST 1, 2011).
The term of patent is 20 years from the filing date and the annual fee
for each year from the 4th and subsequent years should be paid if the patentee
wishes to maintain their rights. Please also see Q34 in Q&A for the
details.
When an examiner's decision of rejection is not acceptable, an appeal
against the decision of rejection may be requested within 3 months (4 months for
a resident abroad) after the receiving date (mailing date in case of
on-line delivery) of the official notice of the decision of rejection.
When a plurality of persons or corporations is registered as applicants,
all the applicants must request the appeal together. Art. 9 of the Patent
Law provides that an agent needs to be expressly empowered to request an
appeal against rejection.
Reasons for appeal may be submitted after filing the request for the
appeal as an amendment to the request. When the amendment is not submitted,
an order to submit the amendment will be notified, and the request for
the appeal will be rejected if no response is made to the order.
The description, claims and drawings to be examined in the appeal are
those which are on file at the time of requesting the appeal. When an amendment
to the description, claims or drawings is submitted at the time of requesting
the appeal, the amended description, claims and drawings will be examined.
When a decision to reject an amendment to the claims is notified
together with a decision of rejection, and no amendment is submitted at
the time of requesting an appeal, the claims of the rejected amendment
will be examined in the appeal.
The amendment submitted at the time of requesting the appeal is admissible
if the amendment does not introduce any new matter that is beyond that
disclosed in the originally filed application, and if the amendment is
intended to delete a claim; to restrict the claims, (limited to the cases
where the restriction is to restrict matters required to identify the invention
stated in a claim or claims, and, in addition, the industrial applicability
and the problem to be solved of the invention stated in the said claim
or claims prior to the amendment are identical with those after the amendment.);
to correct a typographical error; or to clarify an ambiguous statement
(limited to the matters stated in the Official Action).
A divisional application may be filed during certain period of time (see “Unique JPO practices” for details) after
the receiving date of the official notice of the decision of rejection.
The divisional application is considered to be legitimate if all the matters
described in the description, claims and drawings fall within the range
of the matters described in the description, claims and drawings of the
originally filed application.