Skip to the text.
the text -- it is from here

日本弁理士会 Japan Patent Attorneys Association We support intellectual creation.

Home > Patent > Patenting Procedures through PCT Route

Patent

Patenting Procedures through PCT Route

The Patenting Procedures through PCT Route will be described below with reference to the following flowcharts

Patenting Procedures through PCT Route
Patenting Procedures through PCT Route Japanese Application Request for Examination Decision of Allowance by Examiner Payment of Issue Fee Arguments and/or Amendments Appeal to the Appeal Board

Japanese National Phase Entry

1.Submission of transmittal form for entering national phase

  The applicant should submit a transmittal form for entering national phase to the Japan Patent Office within 30 months from the priority date. This form includes the name and address of the applicant(s) and inventor(s), the international application number, the name and address of the agent, if any, and a list of attached documents.

2. Payment of national fee

  The applicant should make a payment of the relevant fee of 15,000 JPY (AS OF AUGUST 1, 2011) to the JPO within 30 months from the priority date.

3. Submission of Japanese translation of international application

  The applicant should submit a Japanese translation of the international application to the JPO within 30 months from the priority date. When the transmittal form is submitted within 2 months to the dead line of 30 months from the priority date, the applicant is allowed to submit a Japanese translation of the international application to the JPO within 2 months from the submission date of the transmittal form.

4. Submission of Japanese translation of amendments made under PCT Art. 19

  The applicant should submit a Japanese translation of any amendments made under PCT Art. 19 to the JPO within 30 months from the priority date or until the date on which a Request for Examination is submitted, if the Request for Examination is submitted within 30 months from the priority date.The applicant isallowed to submit a Japanese translation of the amended claims instead of the Japanese translation of the original claims.If a Japanese translation of such amendments has not been submitted, the amendment is regarded as not having been made.

5. Submission of Japanese translation of amendments made under PCT Art.34

  The applicant should submit a Japanese translation of any amendments made under PCT Art. 34 to the JPO within 30 months from the priority date or until the date on which a Request for Examination is submitted, if the Request for Examination is submitted within 30 months from the priority date.If a Japanese translation of such amendments has not been submitted, the amendment is regarded as not having been made.

Request for Examination

  No application will be examined unless examination is specifically requested. A request for examination can be filed within three years from the filing date by the applicant or a third party. If a request for examination was not filed by the due date, the application shall be deemed to be withdrawn. It is impossible to revive the application even if filing of the examination request were missed in error.
  The official fee for filing a request for examination is as follows:
  If the international search report has been established by the JPO, the official fee will be 71,000 to 106,000JPY + 2,400 to 3,600JPY per claim. (AS OF AUGUST 1, 2011. Please see http://www.jpo.go.jp/cgi/linke.cgi?url=/tetuzuki_e/ryoukin_e/ryokine.htm for details).
  Recently, the JPO has announced that an application will be examined after 27 months from the filing of a request for examination (according to the Japan Patent Office Annual Report 2008). Please note, however, that the period of time before the issuance of the first action varies depending on the technical field.
  It is possible to have examination of applications accelerated. As to the accelerated examination, please refer to Q67 of Q and A.

Arguments and/or Amendments

  The applicant may file arguments and/or amendments to the description, claims or drawings within the period of time for response designated in the Notice of Reasons for Rejection. Normally, a three-month period for response is set. An extension of time for up to three months is available by filing a written request and paying the prescribed fee.
  Basically, the applicant may amend the description, claims and/or drawings within the original disclosure when the rejection has not been made final. When amending claims, it is particularly required that amended claims and rejected claims meet the requirement of unity of invention.
  When the rejection is made final, amendments to the description, claims and/or drawings are limited to those for the purpose of:
1) deleting a claim,
2) restricting the scope of claims (limited to the cases where the restriction is to restrict matters required to identify the invention stated in a claim or claims, and, in addition, there is no change resulting to industrial applicability and the problem to be solved of the invention stated in the claims or claims prior to the amendment as a result of the amendment),
3) correcting a typographical error, or
4) clarifying an ambiguous statement (limited to the matters stated in the reasons for refusal in the Notice of Reasons for Refusal.)
  The applicant may file a divisional application within the designated period of time for response. For example, the applicant may file a divisional application directed to non-elected claims.

Decision of Allowance by Examiner

1. Notice of allowance

  Where no reasons for rejection are found for a patent application, the examiner shall render a decision to the effect that a patent is to be granted. Thereafter, a certified copy of the examiner’s decision to the effect that a patent is to be granted (notice of allowance) will be served.

2.  Divisional applications after notice of allowance

  In applications filed on or after April 1, 2007 and after a decision has been made to allow the application during examination (not in the Appeal procedure), an applicant can file a divisional application within 30 days from the date on which a notice of allowance has been served. However, the applicant cannot file a divisional application after payment of the issue fee.
  It is to be noted that subject matter disclosed in the original specification but not disclosed in the final specification immediately before the notice of allowance can not be claimed in the divisional application. (See Q. 24 of Q&A)

Payment of Issue Fee

  In order to have a patent issued, annuity fees for the 1st to 3rd years must be paid as an issue fee within 30 days from the date of the Notice of Allowance. After payment of the issue fee, a patent will be registered and a certificate of grant will be sent to the applicant.
  The annuity fees for the 1st to 3rd years are 2,300JPY + 200JPY per claim annually (AS OF AUGUST 1, 2011).
  The term of patent is 20 years from the filing date and the annual fee for each year from the 4th and subsequent years should be paid if the patentee wishes to maintain their rights. Please also see Q34 in Q&A for the details.

Appeal to the Appeal Board

  When an examiner's decision of rejection is not acceptable, an appeal against the decision of rejection may be requested within 3 months (4 months for a resident abroad) after the receiving date (mailing date in case of on-line delivery) of the official notice of the decision of rejection.
  When a plurality of persons or corporations is registered as applicants, all the applicants must request the appeal together. Art. 9 of the Patent Law provides that an agent needs to be expressly empowered to request an appeal against rejection.
  Reasons for appeal may be submitted after filing the request for the appeal as an amendment to the request. When the amendment is not submitted, an order to submit the amendment will be notified, and the request for the appeal will be rejected if no response is made to the order.
  The description, claims and drawings to be examined in the appeal are those which are on file at the time of requesting the appeal. When an amendment to the description, claims or drawings is submitted at the time of requesting the appeal, the amended description, claims and drawings will be examined. When a decision to reject an amendment to the claims is notified together with a decision of rejection, and no amendment is submitted at the time of requesting an appeal, the claims of the rejected amendment will be examined in the appeal.
  The amendment submitted at the time of requesting the appeal is admissible if the amendment does not introduce any new matter that is beyond that disclosed in the originally filed application, and if the amendment is intended to delete a claim; to restrict the claims, (limited to the cases where the restriction is to restrict matters required to identify the invention stated in a claim or claims, and, in addition, the industrial applicability and the problem to be solved of the invention stated in the said claim or claims prior to the amendment are identical with those after the amendment.); to correct a typographical error; or to clarify an ambiguous statement (limited to the matters stated in the Official Action).
  A divisional application may be filed during certain period of time (see “Unique JPO practices” for details) after the receiving date of the official notice of the decision of rejection. The divisional application is considered to be legitimate if all the matters described in the description, claims and drawings fall within the range of the matters described in the description, claims and drawings of the originally filed application.

top page

PAGE TOP

the text -- it is to here
the footer is from here.
the footer is to here.